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Terms of Use

By accessing this site, you signify your agreement with, and understanding of, the following terms of use and legal information pertaining to both this site and any material on it. This site is offered to you conditioned on your acceptance without modification of the terms, conditions, and notices contained herein. Your use of this site constitutes your agreement to all such terms, conditions and notices. CoreCap Investments, Inc. and CoreCap Advisors, Inc. (collectively referred to as "CCI") reserves the right to change the terms, conditions, and notices under which this site is offered.

All materials on this site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions or disclosures, and any copyright or proprietary notices. Any disclaimers, restrictions, disclosures or hedge clauses apply to any partial document or material in the same manner as they do the whole, and will be deemed incorporated in the portion of any material or document that you consult or download.

Ownership of Site and Copyright
This CCI website is owned by CoreCap Investments, Inc. This CCI website and any and all accompanying screens, information, materials, user documentation, user interfaces, images, arrangements of information, related software and other proprietary property of CCI or its licensors accessible via the website is and shall remain the exclusive property of CCI and its licensors, as the case may be. All rights to the web site remain with CCI or its licensors. This site is for your personal and non-commercial use. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, create derivative works from, transfer or sell any information, software, products or services obtained from this site.

Unauthorized Access
This website is not absolutely protected against unauthorized third parties. You acknowledge that any information provided through the internet may be potentially accessed by unauthorized third parties. Although CCI will make reasonable efforts to protect the privacy of users of this site, no guarantee can be made that unauthorized third parties will not access the information contained on the web site. You acknowledge that CCI is not responsible for notifying you that unauthorized third parties have gained such access or that any data has been otherwise compromised during transmission across computer networks or telecommunications facilities, including, but not limited to, the internet.

Links
CCI has not reviewed unaffiliated sites linked to this site, if any, and is not responsible for the content of off-site pages or any other site linked or linking to the website. Your linking to any off-site pages or other sites is at your own risk. CCI makes no representations whatsoever about the opinions of any third party appearing on a linked site, neither regularly monitors nor has control over the contents of such sites, and does not endorse, and disclaims all responsibility for, the content of such statements or websites.

Assistance
If you need assistance with this website, or if you need to communicate with the web administrator you may contact Carrie Irwin at
carrie.irwin@corecapinv.com.

No Warranty or Reliance
This website, including information and materials contained in the website, text, graphics, software, links and other items are provided "as is," "as available" without warranty of any kind, either express or implied, to the fullest extent permissible pursuant to applicable law. Without limitation, CCI does not warrant the accuracy, adequacy, completeness, reliability, timeliness or availability of the website or any information on this site, and expressly disclaims liability for errors or omissions in the website. There is no warranty of merchantability, no warranty of fitness for a particular purpose, no warranty of non-infringement, no warranty of any kind, implied, express or statutory, in conjunction with the web site. Any contents on this site are subject to change without notice. CCI further assumes no responsibility for, and makes no warranties that, functions contained at this site will be uninterrupted or error-free, that defects will be corrected, or that the site or the server that makes it available will be free of viruses or other harmful components. Please note that some jurisdictions do not allow the exclusion of certain warranties, so some or all of the above exclusions may not apply to you.

Limitation of Liability
In no event will CCI be liable for any damages, or for repairs or corrections that must be performed, to or on your computer, person or other property, including, without limitation, direct or indirect, special, incidental, or consequential damages, losses or expenses arising in connection with the website or use thereof or the inability by any party to use such website, or in connection with any failure of performance, error, omission, interruption, defect, delay in operation or transmission, computer virus or line or system failure, even if the firm or representatives thereof, are advised of the possibility of such damages, losses or expenses.

CUSTOMER IDENTIFICATION PROGRAM NOTICE

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account.

What this means for individuals:  When an individual opens an account, CoreCap will ask for your name, address, tax ID number, date of birth (as applicable) and other information that will allow us to identify you.  We may also ask to see a government-issued photo ID or other identifying documents.

What this means for other legal entities:  When a corporation, partnership, trust, LLC or other legal entity opens an account, CoreCap will ask for the entity's name, physical address, tax ID number, and other information that will enable us to identify the entity.  We may also request other information such as principal place of business, local office, certified articles of incorporation, government-issued business license, partnership agreement, or title and signature pages of a trust agreement.  We may also under some circumstances request information about the beneficial owners of such entities.

US Department of Treasury, Securities and Exchange Commission and/or FINRA Rules already require you to provide most of this information.  These rules may also require you to provide additional information, employment information, investment experience and objectives and risk tolerance.  If you do not provide the information requested or we are unable to verify your identity, then we may not be able to open an account or carry out transactions for you.
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 IMPORTANT DISCLOSURES

CoreCap Investments, Inc., is a member of FINRA/SIPC and does not provide tax or legal advice. The information presented here is not specific to any individual's personal circumstances.

This website does not constitute an offer to sell or a solicitation of offers to purchase or sell securities in any jurisdiction in which CoreCap Investments, Inc., is not registered as a broker-dealer.

To the extent that this material concerns tax matters, it is not intended or written to be used, and cannot be used, by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Further, nothing on this site is intended to be, or to be relied upon as, tax, legal, or investment advice. Investors should consult with their own tax, legal, and investment professionals.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable—we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.
 


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