corecap investments

(collectively, "Corecap")

corecap advisors

  • 1996

    Windsor, Sheffield & Co ("WSC") is established as a Broker-Dealer

  • 2011

    Convergence Financial Advisors is established as a Registered Investment Advisor firm

  • 2013

    CoreCap Investments acquires WSC

  • 2013

    Convergence Financial Advisors becomes CoreCap Advisors

  • 2016

    CoreCap reaches 100 Registered Representatives / Investment Advisors

  • 2016

    CoreCap reaches 100 Registered Representatives / Investment Advisors

  • 2017

    CoreCap Advisors partners with TD Ameritrade as its custodian

  • 2018

    CoreCap Advisors reaches $500 Million in Assets under Management ("AUM")

  • 2019

    CoreCap reaches 200 Registered Representatives / Investment Advisors

    CoreCap Investments reaches $1 Billion in processed transactions
  • 2019

    CoreCap reaches 200 Registered Representatives / Investment Advisors

    CoreCap Advisors reaches $1 Billion in AUM
  • 2020

    CoreCap Investments welcomes Jason Steeno as new President

    CoreCap Investments welcomes Craig Rumler as new Chief Compliance Officer & Chief Operating Officer
  • 2020

    CoreCap Advisors welcomes Jason Steeno as new President

    CoreCap Advisors welcomes Craig Rumler as new Chief Compliance Officer & Chief Operating Officer

have you read this yet?

Form CRS – CoreCap Investments

have you read this yet?

Form CRS – CoreCap Advisors

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